Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rosalimsky is a financial professional with over 30 years of experience in the financial services industry. Mark currently works as a registered representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Mark has previously worked for BANC OF AMERICA INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., GUARDIAN INVESTOR SERVICES CORPORATION, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, and AMERICAN CAPITAL FINANCIAL SERVICES, INC. Mark holds Series 6, 7, 26, 63, and 65 securities licenses and has been registered with FINRA since 1981. Mark specializes in portfolio management for businesses and individuals, as well as pension consulting and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/10/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTVALE NJ)
NJ
09/09/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (UPPER MONTCLAIR NJ)
IL
04/04/1997 - 09/13/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
02/07/1995 - 02/09/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
06/23/1986 - 11/29/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/23/1986 - 11/29/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
07/22/1985 - 02/20/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
11/26/1981 - 12/27/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
IA
Issued 08/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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