Unclaimed
Mark Krauss is a financial advisor with Raymond James & Associates, Inc. in Garden City, New York. Mark has been in the industry since 1988 and has a diverse background in financial services. Mark has experience with Raymond James Financial Services, Inc. and Janney Montgomery Scott LLC. Mark is registered with FINRA and holds a Series 7, Series 63, and Series 65 license. Mark provides financial advice to individuals, corporations, and institutions. Mark is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/05/2017 - Present
Raymond James & Associates, Inc. (Garden City NY)
NY
07/09/2010 - 07/27/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
05/06/2002 - 08/02/2010
JANNEY MONTGOMERY SCOTT LLC (GREAT NECK NY)
NY
11/07/1988 - 05/31/2002
KIRLIN SECURITIES INC. (SYOSSET NY)
NA
04/27/1988 - 11/02/1988
A. F. GREEN & COMPANY, INC.
IA
Issued 11/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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