Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kipling Durham is a financial advisor with LPL Financial LLC and has been in the financial services industry since June 1983. Mark holds Series 7, Series 24 and Series 63 licenses and has been registered in 26 states. He has previously worked for Paine Webber Incorporated, A. G. Edwards & Sons, Inc., Kidder, Peabody & Co. Incorporated, and Dean Witter Reynolds Inc. Mark is registered as a broker-dealer and investment advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/1991 - Present
LPL Financial LLC (DALLAS TX)
NJ
04/13/1988 - 06/21/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/16/1986 - 04/06/1988
A. G. EDWARDS & SONS, INC.
NA
08/19/1985 - 05/19/1986
KIDDER, PEABODY & CO. INCORPORATED
NA
06/24/1983 - 08/21/1985
DEAN WITTER REYNOLDS INC.
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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