Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stivers has been in the financial industry since April 2007. He is registered as a broker-dealer in 12 states and as an Investment Advisor Representative in Kentucky. Mark has a variety of licenses and exams including Series 6, 7, 63, and 65. He is currently employed by LPL Financial LLC in Shelbyville, Kentucky. Prior to his current role, Mark was employed by Money Concepts Capital Corp and Resource Horizons Group LLC, both in Shelbyville, Kentucky. Mark offers a variety of services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
09/16/2024 - Present
LPL Financial LLC (SHELBYVILLE KY)
KY
08/30/2013 - 08/19/2024
MONEY CONCEPTS CAPITAL CORP (SHELBYVILLE KY)
KY
04/24/2007 - 08/27/2013
RESOURCE HORIZONS GROUP LLC (SHELBYVILLE KY)
IA
Issued 09/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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