Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kenneth Vigil is a financial advisor with over 20 years of experience in the industry. Mark is registered with Kestra Private Wealth Services, LLC and has a Series 7, Series 31, and Series 63 license. Mark provides financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Mark is located in Carlsbad, CA and serves clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/06/2019 - Present
Kestra Private Wealth Services, LLC (Carlsbad CA)
CA
01/06/2012 - 05/08/2019
MORGAN STANLEY (CARLSBAD CA)
CA
01/07/2005 - 01/12/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARLSBAD CA)
CA
05/02/2001 - 01/18/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/16/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
03/06/1998 - 06/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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