Unclaimed
Mark Kenneth Johnson is a registered representative with Colliers Securities LLC. Mark has been in the industry since January 4, 1986, and has a broad range of experience. Mark has held previous roles with PRIMEVEST FINANCIAL SERVICES, INC., WELLS FARGO INVESTMENTS, LLC, WELLS FARGO BROKERAGE SERVICES, L.L.C., WELLS FARGO SECURITIES INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mark is licensed to provide investment advice in the state of North Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
ND
09/15/2020 - Present
Colliers Securities LLC (FARGO ND)
ND
03/21/2005 - 12/09/2010
PRIMEVEST FINANCIAL SERVICES, INC. (FARGO ND)
CA
12/13/2000 - 03/07/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
01/12/2001 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
11/10/1999 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
02/08/1989 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
12/23/1985 - 02/28/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/29/1999
Series 4 - Registered Options Principal Examination
BC
Issued 12/18/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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