Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kenneth Fischer is a financial advisor in El Paso, Texas. Mark has been in the financial services industry for over 28 years. Mark is currently registered with Raymond James Financial Services Advisors, Inc. Mark is a Registered Representative and Investment Advisor Representative with Raymond James. Previously, Mark was registered with LPL Financial LLC, Raymond James Financial Services, Inc. and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
04/16/2014 - Present
Raymond James Financial Services Advisors, Inc. (El Paso TX)
TX
03/26/2014 - 04/02/2014
LPL FINANCIAL LLC (EL PASO TX)
TX
02/07/2011 - 03/25/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (EL PASO TX)
TX
10/16/2002 - 02/08/2011
CHASE INVESTMENT SERVICES CORP. (EL PASO TX)
NY
11/21/1995 - 10/16/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
11/11/1994 - 10/27/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/4/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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