Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kenji Tagawa is a financial advisor with Empower Financial Services, Inc. in Pasadena, California. Mark has been in the financial services industry since January 13, 2006. Mark has been registered with the state of California since February 15, 2018. He has held previous roles with TD Ameritrade, Inc., BancWest Investment Services, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/15/2018 - Present
Empower Financial Services, Inc. (Pasadena CA)
CA
02/22/2016 - 01/18/2018
TD AMERITRADE, INC. (PASADENA CA)
HI
05/12/2011 - 02/16/2016
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
11/08/2005 - 04/06/2011
EDWARD JONES (HONOLULU HI)
BOTH
Issued 01/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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