Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kempthorne Collings is a financial professional with over 24 years of experience in the industry. Mark is currently registered with Empower Financial Services, Inc. and holds FINRA Series 6, 7, and SIE licenses as well as a Series 63 license. Mark has held prior registrations with J.P. Morgan Institutional Investments Inc., American Century Investment Services Inc., and Putnam Retail Management, Inc. Mark's experience and qualifications make him a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/02/2014 - Present
Empower Financial Services, Inc. (Hartford CT)
WI
12/12/2003 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (MEQUON WI)
MO
06/15/2001 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MA
11/19/1997 - 12/07/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
BC
Issued 11/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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