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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Iwamoto is an investment advisor representative currently registered with Apriem Advisors in Irvine, CA. Mark has been working in the industry since 1986 and holds Series 7, 8 and 63 securities licenses. Mark specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, and charitable organizations. Mark has been associated with Apriem Advisors since 1998 and also works as an independent insurance agent for Apriem Insurance Services. Previously, Mark was registered with Dolphin Securities, Inc., Cambridge Investment Research, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, International Securities Group, Inc., Fidelity Brokerage Services, Inc., Paine Webber Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
10/29/2021 - Present
Apriem Advisors (IRVINE CA)
CA
03/06/2003 - 11/19/2009
DOLPHIN SECURITIES, INC. (IRVINE CA)
IA
05/06/1998 - 03/04/2003
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
IN
02/09/1998 - 05/15/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/09/1998 - 05/15/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CA
08/26/1995 - 11/19/1996
INTERNATIONAL SECURITIES GROUP, INC. (SAN DIEGO CA)
RI
06/19/1989 - 08/08/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NJ
09/21/1988 - 04/27/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/23/1986 - 09/30/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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