Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Katz is a financial advisor associated with Western International Securities, Inc. Mark has been in the industry for over 20 years. Mark has a strong background in both the insurance and investment sectors and offers a variety of services to both individual and institutional clients. Mark is a Series 7, Series 63, and Series 65 licensed advisor. Mark Katz also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/03/2019 - Present
Western International Securities, Inc. (Rancho Santa Fe CA)
CA
12/10/2008 - 06/14/2019
HILLTOP SECURITIES INC. (SAN DIEGO CA)
CA
06/09/1998 - 12/23/2008
M.L. STERN & CO., LLC. (SAN DIEGO CA)
SC
05/28/1998 - 06/11/1998
FORTRESS FINANCIAL GROUP, LTD. (ISLE OF PALMS SC)
IA
Issued 05/14/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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