Unclaimed
Mark McCool is a financial advisor currently registered with Mutual of America Securities LLC. Mark has been in the financial industry since June 12, 2014, and has worked at several firms including Lincoln Financial Distributors, Inc. and SEI Investments Distribution Co. Mark is licensed to sell securities in Delaware, New Jersey and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/27/2022 - Present
Mutual OF America Securities LLC (Conshohocken PA)
PA
04/03/2018 - 08/20/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
07/08/2013 - 04/02/2018
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 02/26/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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