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Mark K McCool

Mutual OF America Securities LLC

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About Mark K McCool

Mark McCool is a financial advisor currently registered with Mutual of America Securities LLC. Mark has been in the financial industry since June 12, 2014, and has worked at several firms including Lincoln Financial Distributors, Inc. and SEI Investments Distribution Co. Mark is licensed to sell securities in Delaware, New Jersey and Pennsylvania.

Firm Information

Mark McCool is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark McCool’s Registration & Firm History

PA

07/27/2022 - Present

Mutual OF America Securities LLC (Conshohocken PA)

PA

04/03/2018 - 08/20/2021

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

07/08/2013 - 04/02/2018

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

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Licenses & Designations

IA

Issued 02/26/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark K McCool.
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