Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark K Mantay is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Mark has been in the financial services industry for over 18 years. Mark is registered with the Securities and Exchange Commission (SEC) and has a FINRA Series 6, 7, 63 and 65 licenses. Mark's firm, Northwestern Mutual Investment Services, LLC is headquartered in Milwaukee, Wisconsin and has over 2,000 licensed advisors. The firm provides financial services to a variety of clients, including individuals, families, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NJ
01/27/2006 - Present
Northwestern Mutual Investment Services, LLC (Florham Park NJ)
IA
Issued 01/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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