linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Jude Ketner

PHX Financial, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Jude Ketner

Mark Ketner is a financial professional with over 40 years of experience in the industry. Mark is currently registered with PHX Financial, Inc. and has held prior positions with MAXIM GROUP LLC, INVESTEC ERNST & COMPANY, ROYCE INVESTMENT GROUP, INC., PATTERSON TRAVIS, INC., WESTFIELD FINANCIAL CORPORATION, HIBBARD BROWN & CO., INC., SHERWOOD CAPITAL, INC. and FIRST JERSEY SECURITIES, INC. Mark holds a number of licenses, including Series 7, Series 24, Series 52TO, Series 53, and Series 63. Mark has expertise in a number of areas including municipal securities, general securities, and investment advising. Mark is committed to providing clients with the highest level of service and expertise.

Firm Information

Mark Ketner is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Ketner’s Registration & Firm History

NY

04/12/2018 - Present

PHX Financial, Inc. (Hauppauge NY)

NY

10/23/2002 - 04/23/2018

MAXIM GROUP LLC (WOODBURY NY)

NY

10/29/1999 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

10/19/1998 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

CO

12/09/1994 - 11/02/1998

PATTERSON TRAVIS, INC. (ENGLEWOOD CO)

NY

08/05/1994 - 11/01/1994

WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)

NY

05/24/1988 - 09/07/1994

HIBBARD BROWN & CO., INC. (NEW YORK NY)

NA

02/02/1987 - 05/28/1988

SHERWOOD CAPITAL, INC.

NA

06/22/1983 - 01/31/1987

FIRST JERSEY SECURITIES, INC.

Not sure if Mark Jude Ketner is right for you?

Licenses & Designations

IA

Issued 08/21/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/11/1986

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 12 public disclosures for Mark Jude Ketner. Review regulatory record here.
Not sure if Mark Jude Ketner is right for you?