Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Joseph Wallace is a registered representative with Nationwide Investment Services Corp. Mark has been in the securities industry since September 18, 1998. Mark is registered with FINRA and the state of New York. Mark has passed the Series 7, Series 63, Series 31, and SIE exams. Mark was previously registered with Morgan Stanley DW Inc. in Purchase, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
03/27/2003 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
NY
02/20/1998 - 08/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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