Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Joseph Viviano is a financial advisor with MML Investors Services, LLC based in Springfield, MA. Mark has been in the financial services industry since 2000. Mark's previous experience includes time at MMLISI Financial Alliances, LLC, Sentinel Financial Services Company, Equity Services, Inc. and NYLife Securities Inc. Mark is a registered representative with FINRA and is licensed in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
10/22/2007 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
08/23/2012 - 05/14/2013
MMLISI FINANCIAL ALLIANCES, LLC (SPRINGFIELD MA)
VT
03/08/2007 - 09/27/2007
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
VT
05/30/2006 - 09/27/2007
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
05/15/2000 - 05/03/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 07/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2013
Series 4 - Registered Options Principal Examination
BC
Issued 07/29/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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