Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Vesely is a financial advisor who has been working in the industry since 1991. Mark is currently registered with Commonwealth Financial Network and is based in Poughkeepsie, NY. Mark has experience in the financial services industry with previous roles at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., PRUCO Securities Corporation, and The Prudential Insurance Company of America. Mark specializes in providing financial advice to individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/20/2021 - Present
Commonwealth Financial Network (Poughkeepsie NY)
NY
02/02/2012 - 08/25/2021
WELLS FARGO CLEARING SERVICES, LLC (POUGHKEEPSIE NY)
NY
06/01/2009 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (POUGHKEEPSIE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
NY
01/01/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
09/30/1991 - 10/28/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/30/1991 - 10/28/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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