Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Sullivan is a financial professional with over 15 years of experience in the industry. Mark is currently registered with Stonehaven, LLC, and holds the Series 3, 7, 24 and 63 licenses. Mark has previously been registered with MAN Investments Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2013 - Present
Stonehaven, LLC (NEW YORK NY)
NY
08/03/2012 - 06/28/2013
MAN INVESTMENTS INC. (NEW YORK NY)
NY
01/17/2003 - 09/12/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
02/18/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/11/1998 - 03/01/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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