Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stevens is a financial advisor in Orchard Park, NY. Mark has been in the industry since October 1986 and currently works with Cambridge Investment Research Advisors, Inc.. Mark has experience in various financial areas, including investment company products, variable contracts, corporate securities, and securities industry essentials. Mark is registered in several states, including Florida, Indiana, Michigan, New York, Ohio and Tennessee. Mark Stevens has a proven track record of providing financial advice and guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
07/21/2023 - Present
Cambridge Investment Research Advisors, Inc. (Orchard Park NY)
NY
11/15/2007 - 07/31/2023
FSC SECURITIES CORPORATION (ORCHARD PARK NY)
NY
06/15/1994 - 11/15/2007
ROYAL ALLIANCE ASSOCIATES, INC. (ORCHARD PARK NY)
MA
10/07/1986 - 05/05/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/07/1986 - 05/05/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1999
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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