Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Slattery is a registered representative with Commonwealth Financial Network. Mark has been in the financial services industry since March 15, 1992. Mark has a Series 7, 6, and 63 license and the SIE exam. Mark has also passed the Series 65 exam. Mark's current and past employers include Securities America, Inc., SII Investments, Inc., The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and Linsco/Private Ledger Corp. Mark specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses. Mark is also a co-owner of GS3 Well, LLP, a private entity established to facilitate advisory business. Mark is registered in 23 states, and his firm is registered in 49 states and Washington, D.C. Mark's firm, Commonwealth Financial Network, has over 3000 employees and manages over $177 billion in assets. The firm serves a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and insurance companies. The firm provides a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
04/25/2023 - Present
Commonwealth Financial Network (Omaha NE)
NE
06/03/2013 - 04/20/2023
SECURITIES AMERICA, INC. (OMAHA NE)
NE
05/19/2006 - 06/05/2013
SII INVESTMENTS, INC. (OMAHA NE)
NE
07/13/1995 - 05/25/2006
SECURITIES AMERICA, INC. (OMAHA NE)
IN
10/26/1994 - 10/20/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
10/26/1994 - 03/15/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
SC
03/16/1992 - 11/16/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 06/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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