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Mark Joseph Santas

Harbour Investments, Inc.

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About Mark Joseph Santas

Mark Santas is an investment advisor representative at Harbour Investments, Inc. Mark has over 35 years of experience in the financial services industry. Mark holds the Series 6, 7, 22, 63 and SIE licenses. Prior to joining Harbour Investments, Inc., Mark was registered with Packerland Brokerage Services, Inc., Securities America, Inc., Sunamerica Securities, Inc., WFG Securities Corporation and Secura Investments, Inc. Mark specializes in providing financial advice and investment management services to individuals, high net worth individuals, corporations and other businesses.

Firm Information

Mark Santas is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Santas’s Registration & Firm History

WI

02/10/2011 - Present

Harbour Investments, Inc. (BELOIT WI)

WI

10/05/2004 - 02/10/2011

PACKERLAND BROKERAGE SERVICES, INC. (BELOIT WI)

NE

01/02/2004 - 10/20/2004

SECURITIES AMERICA, INC. (LAVISTA NE)

AZ

01/04/1996 - 12/05/2003

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

WI

10/01/1990 - 01/16/1996

WFG SECURITIES CORPORATION (MIDDLETON WI)

WI

11/14/1986 - 12/12/1990

SECURA INVESTMENTS, INC. (APPLETON WI)

NA

11/26/1985 - 11/10/1986

PRINCOR FINANCIAL SERVICES CORPORATION

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Licenses & Designations

BC

Issued 11/04/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1997

Series 7 - General Securities Representative Examination

BC

Issued 12/24/1991

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/25/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Joseph Santas.
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