Unclaimed
Mark Regan is a financial advisor with over 10 years of experience in the industry. Mark is currently registered with John Hancock Distributors LLC and has been since April 2015. Previously, Mark worked for NYLIFE Distributors LLC from December 2013 to April 2015. Mark holds a Series 6, Series 26, and Series 63 license as well as the SIE exam. Mark is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/14/2015 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
12/10/2013 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
BC
Issued 04/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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