Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Joseph Pellis is a financial professional with over 25 years of experience in the industry. Mark is currently registered with Northwestern Mutual Investment Services, LLC. He has held previous registrations with Robert W. Baird & Co. Incorporated and Dreyfus Investment Services Corporation. Mark holds a Series 6, 7, 63, and 65 licenses and the SIE exam. Mark also holds an active registration with the state of Pennsylvania as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
03/23/2010 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
WI
09/30/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
PA
04/07/1999 - 04/21/1999
DREYFUS INVESTMENT SERVICES CORPORATION (PITTSBURGH PA)
IA
Issued 03/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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