Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Immel is a financial advisor with Citigroup Global Markets Inc., based in San Francisco, CA. Mark has over 28 years of experience in the financial services industry. Mark holds a Series 7, Series 31, Series 52, Series 52TO and SIE license. He is also a registered Investment Advisor in California. Mark specializes in portfolio management for individuals, businesses, charitable organizations and pension and profit-sharing plans. Prior to joining Citigroup Global Markets Inc., Mark was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., BANC OF AMERICA SECURITIES LLC, J.P. MORGAN SECURITIES INC., HAMBRECHT & QUIST LLC, and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/15/2010 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
10/23/2009 - 06/02/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
08/18/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALNUT CREEK CA)
NY
11/28/2001 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/01/2000 - 11/30/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
12/11/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
06/03/1994 - 12/11/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/29/1994 - 06/07/1994
FIRST INTERSTATE INVESTMENTS,INC.
IA
Issued 10/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 04/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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