Unclaimed
Mark Joseph Giura is a financial advisor based in Oakbrook Terrace, IL and is currently registered with Loomis Sayles Distributors, LP. Mark has over 20 years of experience in the financial services industry. Mark holds the Series 3, Series 7, Series 7TO, Series 63, and Series 65 licenses. Mark has been registered with the Securities and Exchange Commission (SEC) since 1989.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/20/2021 - Present
Loomis Sayles Distributors, LP (Oakbrook Terrace, IL)
TX
01/01/1990 - 11/08/2001
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BC
Issued 10/28/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2021
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Giura is the right advisor for you? Invested Better is here to help.