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Mark Joseph Comire

Capital Client Group, Inc.

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About Mark Joseph Comire

Mark Joseph Comire is a financial professional with over a decade of experience in the industry. Mark has worked with Capital Client Group, Inc. since April 2019. Prior to that, Mark was with GWFS EQUITIES, INC., Waddell & Reed, and Northwestern Mutual Investment Services, LLC. Mark holds Series 6, 7TO, 24, 63, and 65 licenses and has a strong track record of success in providing investment advice and financial planning services. Mark is dedicated to helping clients achieve their financial goals.

Firm Information

Mark Comire is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Mark Comire’s Registration & Firm History

TX

04/26/2019 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

CO

06/17/2016 - 03/29/2019

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

04/29/2016 - 06/15/2016

WADDELL & REED (DENVER CO)

TX

07/05/2011 - 08/25/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALLEN TX)

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Licenses & Designations

IA

Issued 12/08/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Joseph Comire. Review regulatory record here.
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