Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Caprarola is a financial advisor with Private Advisor Group, LLC. Mark has been in the financial industry since June 3, 1990. Mark has a total of 14 approved state registrations. Mark has passed the Series 6, 7, 10, 9, 63 and 65 exams and the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
08/31/2015 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NJ
01/01/2004 - 08/31/2015
PNC INVESTMENTS (MOORESTOWN NJ)
KY
01/10/2000 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
04/15/1996 - 01/13/2000
PNC BROKERAGE CORP (PITTSBURGH PA)
CA
04/29/1994 - 05/30/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
10/29/1993 - 05/03/1994
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
FL
09/18/1992 - 11/17/1993
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
07/27/1990 - 09/21/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
06/04/1990 - 08/14/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/04/1990 - 08/14/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Caprarola is the right advisor for you? Invested Better is here to help.
