Unclaimed
Mark Albus is a financial professional with over 20 years of experience in the securities industry. Mark is currently registered with IRC Securities LLC and is licensed to conduct business in Maryland. Mark has held positions at several firms, including Height Securities, LLC, Lighthouse Financial Group, LLC, and FBR Capital Markets & Co. Mark holds a broad range of licenses, including Series 7, 63, 66, 55, 24 and 8. Mark is also qualified to provide investment banking, securities trading and operations services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2017 - Present
IRC Securities LLC (NEW YORK NY)
DC
04/06/2010 - 03/01/2017
HEIGHT SECURITIES, LLC (WASHINGTON DC)
DC
07/15/2009 - 05/26/2010
IRC SECURITIES LLC (WASHINGTON DC)
DC
02/11/2010 - 05/11/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (WASHINGTON DC)
NY
03/26/2009 - 07/15/2009
IRC SECURITIES (NEW YORK NY)
VA
11/04/2005 - 04/07/2009
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
GA
05/25/2001 - 06/14/2001
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NY
04/03/2000 - 04/25/2001
QUICK & REILLY, INC. (NEW YORK NY)
NE
05/18/1998 - 03/30/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 11/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/06/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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