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Mark Joseph Albus

IRC Securities LLC

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About Mark Joseph Albus

Mark Albus is a financial professional with over 20 years of experience in the securities industry. Mark is currently registered with IRC Securities LLC and is licensed to conduct business in Maryland. Mark has held positions at several firms, including Height Securities, LLC, Lighthouse Financial Group, LLC, and FBR Capital Markets & Co. Mark holds a broad range of licenses, including Series 7, 63, 66, 55, 24 and 8. Mark is also qualified to provide investment banking, securities trading and operations services.

Firm Information

Mark Albus is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Albus’s Registration & Firm History

NY

03/07/2017 - Present

IRC Securities LLC (NEW YORK NY)

DC

04/06/2010 - 03/01/2017

HEIGHT SECURITIES, LLC (WASHINGTON DC)

DC

07/15/2009 - 05/26/2010

IRC SECURITIES LLC (WASHINGTON DC)

DC

02/11/2010 - 05/11/2010

LIGHTHOUSE FINANCIAL GROUP, LLC (WASHINGTON DC)

NY

03/26/2009 - 07/15/2009

IRC SECURITIES (NEW YORK NY)

VA

11/04/2005 - 04/07/2009

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

GA

05/25/2001 - 06/14/2001

SUNTRUST SECURITIES, INC. (ATLANTA GA)

NY

04/03/2000 - 04/25/2001

QUICK & REILLY, INC. (NEW YORK NY)

NE

05/18/1998 - 03/30/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 11/12/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/14/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/02/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/06/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/03/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Joseph Albus.
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