Unclaimed
Mark Abbott is a securities professional with experience in the financial industry. Mark holds the Series 7, Series 57TO, and SIE licenses. Mark's current employer is IMC Financial Markets, a firm headquartered in Chicago, IL. Mark's prior employment includes Allston Trading LLC, where he worked from 2010 to 2015. Mark's registration with FINRA is active and he is currently licensed as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/21/2023 - Present
IMC Financial Markets (CHICAGO IL)
IL
03/26/2010 - 02/12/2015
ALLSTON TRADING LLC (CHICAGO IL)
BC
Issued 11/21/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/09/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Abbott is the right advisor for you? Invested Better is here to help.