Unclaimed
Mark Jonathon Anson is a financial advisor with over 15 years of experience in the industry. Mark is currently registered with Commonfund Securities, Inc., a firm that specializes in providing investment services to institutional clients. Before joining Commonfund Securities, Inc., Mark worked at Nuveen Investments, LLC and OppenheimerFunds Distributor, Inc. Mark has a wide range of experience in the financial services industry and is well-versed in investment strategies, product knowledge, and regulatory compliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/11/2016 - Present
Commonfund Securities, Inc. (WILTON CT)
IL
11/19/2007 - 04/12/2010
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
NY
02/15/1996 - 09/21/1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/31/1994 - 01/25/1996
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 07/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/20/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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