Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wichern is a financial professional with over 28 years of experience in the securities industry. Mark is currently registered with Citigroup Global Markets Inc. and is licensed to offer securities and investment advisory services in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. Mark has previously held positions with BARCLAYS CAPITAL INC., BANC OF AMERICA SECURITIES LLC and BANCAMERICA SECURITIES, INC. Mark holds a Series 3, Series 7, Series 52 and Series 63 license, as well as the Securities Industry Essentials Examination. Mark's specializations include asset allocation advice, financial planning, pension consulting, portfolio management for businesses and individuals, and the publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/30/2010 - Present
Citigroup Global Markets Inc. (BOSTON MA)
MA
07/02/2004 - 05/19/2010
BARCLAYS CAPITAL INC. (BOSTON MA)
NY
10/01/1998 - 06/28/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/01/1993 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
CA
03/24/1993 - 10/01/1993
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 04/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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