Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jonathan Penny is a financial advisor with over 30 years of experience in the financial services industry. Mark is registered with PFS Investments Inc. and holds licenses for securities and investment advising in several states, including Texas, Alaska, Arkansas, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Kentucky, Massachusetts, Minnesota, Mississippi, Missouri, New York, Ohio, Oklahoma, Pennsylvania, Utah, Vermont and Wisconsin. Mark has a Series 6, 26, 63 and 65 licenses and is an active member of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
01/30/2019 - Present
PFS Investments Inc. (AUSTIN TX)
IA
Issued 03/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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