Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wolff is a financial advisor with over 35 years of experience in the financial services industry. He is currently registered with Avantax Advisory Services and holds licenses to provide securities and investment advisory services in numerous states across the United States. Mark has a deep understanding of the financial markets and specializes in providing personalized investment advice, financial planning, and retirement planning services. His previous roles include positions at Manning & Napier Investor Services, Inc., Quasar Distributors, LLC, Davis Distributors, LLC, and Waddell & Reed, Inc. Mark has a strong commitment to helping clients achieve their financial goals and is dedicated to providing them with exceptional service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
06/13/2024 - Present
Avantax Advisory Services (DALLAS TX)
WA
10/28/2016 - 12/31/2022
MANNING & NAPIER INVESTOR SERVICES, INC. (Seattle WA)
ME
10/04/2006 - 10/27/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NM
05/08/1998 - 08/15/2006
DAVIS DISTRIBUTORS, LLC (SANTA FE NM)
KS
11/09/1987 - 04/16/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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