Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark-john? Claim Your ProfileMark-john William Ennis is a financial advisor with over 17 years of experience in the financial services industry. Mark-john is currently registered with Northern Trust Securities, Inc. and previously held positions at MIZUHO SECURITIES USA LLC, OPTIONSHOUSE, LLC, E*TRADE SECURITIES LLC, E*TRADE CAPITAL MARKETS LLC, WUNDERLICH SECURITIES, INC., BANC ONE SECURITIES CORPORATION, ABN AMRO FINANCIAL SERVICES, INC., and FIRST INVESTORS CORPORATION. Mark-john specializes in portfolio management for businesses and individuals, as well as selection of other advisors and portfolio management for pooled investment vehicles. Mark-john has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/09/2021 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
05/11/2018 - 03/02/2021
MIZUHO SECURITIES USA LLC (CHICAGO IL)
IL
10/08/2013 - 12/23/2013
OPTIONSHOUSE, LLC (CHICAGO IL)
IL
05/03/2005 - 09/12/2013
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
05/25/2010 - 04/14/2011
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
TN
01/12/2005 - 04/22/2005
WUNDERLICH SECURITIES, INC. (MEMPHIS TN)
IL
05/30/2001 - 05/28/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
09/07/2000 - 02/22/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NJ
02/07/2000 - 08/23/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 03/12/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2002
Series 4 - Registered Options Principal Examination
BC
Issued 05/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2021
Series 57TO - Securities Trader Exam
BC
Issued 04/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2018
Series 99 - Operations Professional Examination
BC
Issued 07/15/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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