Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thornton is a financial advisor with Cambridge Investment Research Advisors, Inc. Mark has been in the financial services industry since 1992. Mark is registered with the state of Iowa. Mark has experience providing financial planning and portfolio management services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
01/11/2010 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
MO
06/13/2005 - 04/06/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (ST PETERS MO)
WI
09/12/2001 - 07/03/2003
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
NJ
07/28/2000 - 09/19/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
OH
04/03/1993 - 03/31/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IN
08/06/1992 - 04/01/1993
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
08/06/1992 - 04/01/1993
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
NJ
05/28/1991 - 06/04/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/28/1991 - 06/04/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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