Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark John Rogers is a registered representative with Morgan Stanley. Mark is a licensed investment advisor representative in Michigan, Texas, and Arizona. Mark has been in the industry since 1985 and was previously employed by CITIGROUP GLOBAL MARKETS INC. and PAINEWEBBER INCORPORATED. Mark is registered with the Financial Industry Regulatory Authority (FINRA) as well as several state securities regulators. Mark specializes in investment and financial planning, asset allocation, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
03/19/2020 - Present
Morgan Stanley (Farmington Hills MI)
MI
08/19/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FARMINGTON MI)
NJ
04/22/1988 - 08/10/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/23/1985 - 05/06/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 06/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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