Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark John Peloquin is a financial advisor at Fidelity Personal and Workplace Advisors. Mark has been in the financial services industry since 2004 and is registered with the state of Maryland. Mark holds the Series 6, 7, 63, and 66 securities licenses. In addition, Mark has passed the Securities Industry Essentials Examination. Mark previously worked at TIAA-CREF Individual & Institutional Services, LLC, PNC Investments, T. Rowe Price Investment Services, Inc., Legg Mason Investor Services, LLC, and Legg Mason Wood Walker, Incorporated. Mark specializes in providing financial planning services, educational seminars, and investment management services. Mark also provides selection of other advisors services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
09/20/2022 - Present
Fidelity Personal AND Workplace Advisors (TOWSON MD)
MD
09/26/2013 - 08/01/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BALTIMORE MD)
MD
04/08/2013 - 09/25/2013
PNC INVESTMENTS (BALTIMORE MD)
MD
07/22/2009 - 04/08/2011
PNC INVESTMENTS (WESTMINSTER MD)
MD
01/30/2007 - 06/10/2009
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MD
12/01/2005 - 01/26/2007
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
10/20/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
02/12/1997 - 06/24/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 12/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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