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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark John Mickey is an Investment Advisor Representative at Calamos Advisors LLC with over 20 years of experience in the financial services industry. Mark has been registered as an Investment Advisor Representative in Illinois since 2012. Mark also holds multiple industry licenses including Series 3, 4, 7, 8, 9, 10, 14, 24, 27, 53, 55, 57TO, 63, 65, 99TO, and SIE. Mark is a Registered Principal and has also worked at ABN AMRO Incorporated. Mark specializes in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
12/14/2012 - Present
Calamos Advisors LLC (NAPERVILLE IL)
CT
07/11/1997 - 01/10/2002
ABN AMRO INCORPORATED (STAMFORD CT)
IA
Issued 05/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/23/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/24/1997
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/1997
Series 14 - Compliance Officer Examination
BC
Issued 08/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/15/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/06/1998
Series 3 - National Commodity Futures Examination
BC
Issued 07/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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