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Mark John Govoni

Empirical Asset Management, LLC

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About Mark John Govoni

Mark Govoni is an Investment Advisor Representative with Empirical Asset Management, LLC. Mark has been in the industry since 1985. Mark is registered with the state of New Hampshire and holds the following licenses: Series 7, Series 24, Series 63, and Series 66. Mark has experience working with high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.

Firm Information

Mark Govoni is currently registered with Empirical Asset Management, LLC. Empirical Asset Management, LLC is an investment advisor headquartered in Wellesley, MA. They manage approximately $328,685,091 in assets for a variety of clients, including high-net-worth individuals, pension plans, charitable organizations, and pooled investment vehicles. The firm offers portfolio management services for individuals, businesses, and pooled investment vehicles, as well as pension consulting and selection of other advisors.
Empirical Asset Management, LLC

57 RIVER STREET

WELLESLEY, MA 02481

$328.69M

Assets Under Management

2

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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model services

Model services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mark Govoni’s Registration & Firm History

MA

04/03/2024 - Present

Empirical Asset Management, LLC (WELLESLEY MA)

NE

09/21/1992 - 06/20/1996

SECURITIES AMERICA, INC. (LAVISTA NE)

FL

09/25/1990 - 09/30/1992

BRAUER & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

03/10/1987 - 09/28/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

02/02/1987 - 02/12/1987

SHERWOOD CAPITAL, INC.

NJ

09/24/1985 - 01/31/1987

FIRST JERSEY SECURITIES, INC. (COLTS NECK NJ)

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Licenses & Designations

BOTH

Issued 09/07/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/1992

Series 24 - General Securities Principal Examination

BC

Issued 09/21/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mark John Govoni.
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