Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark John Fadden is a financial professional with over 9 years of experience in the industry. Mark is currently a Registered Representative with Charles Schwab & Co., Inc. where Mark has been employed since November 3, 2023. Prior to this, Mark was a Registered Representative with TD AMERITRADE, INC. from January 17, 2014 to November 3, 2023. Mark has successfully completed the following examinations: Series 63, Series 10, Series 9, Series 24, SIE, Series 34, Series 3, and Series 7. Mark is currently registered with the state of Illinois and has been approved for registration with FINRA. Mark's current employment with Charles Schwab & Co., Inc. is located in Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
11/03/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
IL
01/17/2014 - 11/03/2023
TD AMERITRADE, INC. (CHICAGO IL)
BC
Issued 02/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2018
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 06/18/2015
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Mark Fadden is the right advisor for you? Invested Better is here to help.
