Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark John Dubel is a financial advisor with LPL Financial LLC. Mark has been in the industry since 1992. Mark has a diverse background with experience at Invest Financial Corporation, Affinity Investment Services, LLC, XCU Capital Corporation, Inc., LINSCO/PRIVATE LEDGER CORP., Financial Network Investment Corporation, Independent Financial Securities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Mark has been registered with LPL Financial LLC since February 2018 and is licensed to provide financial advice in California, Delaware, Florida, Georgia, Illinois, Kansas, Kentucky, Maine, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/14/2018 - Present
LPL Financial LLC (NEW BRUNSWICK NJ)
NJ
01/22/2013 - 02/14/2018
INVEST FINANCIAL CORPORATION (BASKING RIDGE NJ)
NJ
02/07/2001 - 02/13/2013
AFFINITY INVESTMENT SERVICES, LLC (BASKING RIDGE NJ)
NC
08/02/1999 - 09/09/2002
XCU CAPITAL CORPORATION, INC. (RALEIGH NC)
SC
09/22/1995 - 11/24/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
03/10/1994 - 10/04/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
04/01/1993 - 03/15/1994
INDEPENDENT FINANCIAL SECURITIES, INC.
MA
06/12/1992 - 04/07/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/12/1992 - 04/07/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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