Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark John Brennan is a financial advisor with over 30 years of experience in the financial services industry. Mark is currently registered with Morgan Stanley in Rehoboth Beach, Delaware and has been with the firm since June 2009. Mark has also held previous positions with other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Legg Mason Wood Walker, Incorporated. Mark offers a variety of financial services including investment advice, financial planning, pension consulting and asset allocation advice. Mark is a highly experienced advisor and is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
05/05/2020 - Present
Morgan Stanley (Rehoboth Beach DE)
MD
07/31/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HUNT VALLEY MD)
PA
08/02/1993 - 08/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YORK PA)
MD
12/02/1991 - 08/09/1993
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/09/1989 - 12/05/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/23/1988 - 01/04/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 09/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1997
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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