Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jerome Zanoli is a financial professional with over 25 years of experience in the securities industry. Mark has held positions at several prominent financial institutions including J.P. Morgan Securities LLC, UBS Securities LLC, and M&A Securities Group, Inc. Mark currently works for Barclays Capital Inc. Mark is registered with FINRA and holds Series 7, 24, 63, 79, and SIE licenses. Mark has expertise in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/04/2018 - Present
Barclays Capital Inc. (MENLO PARK CA)
MO
08/08/2013 - 01/02/2018
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
CA
10/14/2010 - 04/03/2013
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
10/01/2008 - 10/14/2010
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
02/01/2000 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
03/13/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 05/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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