Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jerome Adler is a financial advisor at Piper Sandler & Co. located in El Segundo, California. Mark has over 30 years of experience in the financial industry and holds a wide range of licenses and certifications, including Series 7, 50, 52TO, 53, 54, and 63. Mark has been a registered representative of Piper Sandler & Co. since June 2008. Prior to that, he was with UBS Financial Services Inc. and Drexel Burnham Lambert Incorporated. Mark has experience in municipal advisory services, portfolio management for businesses and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/11/2008 - Present
Piper Sandler & Co. (EL SEGUNDO CA)
CA
01/16/2006 - 06/16/2008
UBS SECURITIES LLC (LOS ANGELES CA)
OH
06/07/1990 - 01/16/2006
UBS FINANCIAL SERVICES INC. (BEACHWOOD OH)
NA
12/21/1983 - 04/07/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 01/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/23/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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