Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jeffrey Rowe is a financial professional with over 30 years of experience in the financial services industry. Mark is currently registered with The Leaders Group, Inc. and is licensed to sell securities in California. Mark has held previous positions with Wells Fargo Clearing Services, LLC, P.J. Robb Variable Corporation, The New Penfacs Inc., Woodbury Financial Services, Inc., Questar Capital Corporation, USAllianz Securities, Inc., Allstate Financial Services, LLC, National Planning Corporation, Asset Planning Solutions, Inc., First Allied Securities, Inc., PIM Financial Services, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Cigna Securities, Inc., and Nationwide Advisory Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/03/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
04/19/2017 - 10/17/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
TN
12/11/2014 - 04/05/2017
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
MA
10/02/2012 - 11/21/2014
THE NEW PENFACS INC. (SOUTHBOROUGH MA)
CA
04/09/2009 - 11/30/2010
WOODBURY FINANCIAL SERVICES, INC. (VISALIA CA)
CA
12/01/2006 - 05/02/2007
QUESTAR CAPITAL CORPORATION (LOS ANGELES CA)
CA
11/18/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (LOS ANGELES CA)
NE
03/04/2003 - 12/09/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
CA
05/01/2000 - 03/18/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
07/23/1999 - 05/01/2000
ASSET PLANNING SOLUTIONS, INC. (SAN DIEGO CA)
CA
08/27/1997 - 10/06/1999
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
03/05/1997 - 08/29/1997
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
MA
02/27/1991 - 03/19/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/27/1991 - 03/19/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
PA
04/20/1988 - 04/17/1990
CIGNA SECURITIES, INC. (RADNOR PA)
NA
11/04/1986 - 11/24/1987
NATIONWIDE ADVISORY SERVICES, INC.
IA
Issued 03/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1988
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/15/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/31/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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