Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dimm is a financial advisor with Ameriprise Financial Services, LLC. Mark has been in the financial industry for over 20 years and has worked with clients across the United States. Mark holds the Series 7, 63, 65 and 66 licenses and has experience in the areas of financial planning, portfolio management, and asset allocation. Mark has a proven track record of helping individuals, families and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/17/2017 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
NY
05/09/2011 - 03/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
10/07/2004 - 12/10/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
06/21/2004 - 08/16/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NC
01/01/2003 - 06/21/2004
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
12/07/2001 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
NJ
10/14/1999 - 11/23/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
IA
Issued 06/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/26/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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