Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Debbs is a financial advisor associated with Raymond James & Associates, Inc. with over 30 years of experience in the industry. Mark Debbs is registered in 18 states. Mark Debbs is licensed to provide investment advice and financial planning services to individuals, businesses, corporations, investment companies, insurance companies, pension plans, and charitable organizations. Mark Debbs has held previous roles at various financial institutions including MORGAN KEEGAN & COMPANY, INC., PIPER JAFFRAY & CO., RBC CAPITAL MARKETS CORPORATION, A. G. EDWARDS & SONS, INC., LEGG MASON WOOD WALKER, INCORPORATED, CITIGROUP GLOBAL MARKETS INC., ALLIANCE FUND DISTRIBUTORS, INC., WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC., PRINTON, KANE GROUP, INC., PRINTON KANE & CO., L.P., and PRINTON, KANE GOVERNMENT SECURITIES, L.P. Mark Debbs specializes in various areas including insurance, fixed income, mutual funds, retirement plans, and equity securities. Mark Debbs has a strong background in the financial services industry and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (New York NY)
NY
07/15/2011 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
04/01/2010 - 07/22/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
12/10/2007 - 03/19/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NJ
09/01/2005 - 12/14/2007
A. G. EDWARDS & SONS, INC. (MORISTOWN NJ)
MD
05/19/2003 - 09/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/29/2002 - 05/22/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TN
06/06/2001 - 01/07/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NJ
03/06/1990 - 01/10/2001
WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. (MORRISTOWN NJ)
NA
09/01/1989 - 02/15/1990
PRINTON, KANE GROUP, INC.
NA
01/23/1985 - 09/01/1989
PRINTON KANE & CO., L.P.
NA
08/21/1987 - 07/18/1988
PRINTON, KANE GOVERNMENT SECURITIES, L.P.
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2002
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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