Unclaimed
Mark Baker is a financial advisor with Raymond James Financial Services Advisors, Inc. Mark has been in the industry since 2004. Mark is licensed in Alabama and Georgia. Mark has a strong background in financial planning and portfolio management, specializing in helping clients develop personalized strategies to reach their financial goals. In addition to working with individuals and families, Mark also works with businesses and retirement plans. Mark is committed to providing clients with the highest level of service and support. Mark has a comprehensive understanding of financial markets and investment strategies, and he is dedicated to helping clients make informed decisions about their money. Mark is an active member of the community and is passionate about giving back. Mark holds Series 7, 9, 10, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
07/12/2010 - Present
Raymond James Financial Services Advisors, Inc. (SUWANEE GA)
GA
10/12/2004 - 06/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DULUTH GA)
BOTH
Issued 11/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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