Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Napolin has been a financial professional since 1976. Mark is a Registered Representative with Osaic Wealth, Inc., a Registered Investment Advisor in the state of New Mexico. Previously, Mark was affiliated with Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Mark has a strong background in investments and financial planning and has a deep understanding of the financial services industry. Mark holds Series 63, 24, 26, 7, and 1 licenses and the SIE. Mark is a Chartered Financial Consultant. Mark is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
11/02/2018 - Present
Osaic Wealth, Inc. (ALBUQUERQUE NM)
NM
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ALBUQUERQUE NM)
NM
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ALBUQUERQUE NM)
NM
02/18/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ALBUQUERQUE NM)
VA
12/01/1997 - 02/18/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
10/18/1996 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
CA
06/04/1990 - 10/23/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
03/06/1987 - 06/05/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
05/14/1984 - 06/05/1990
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
07/13/1976 - 11/15/1983
JOHN HANCOCK DISTRIBUTORS, INC.
NA
07/13/1976 - 11/15/1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BC
Issued 02/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/29/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Napolin is the right advisor for you? Invested Better is here to help.
