Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jay Elston is a financial advisor with over 40 years of experience in the financial services industry. Mark currently works for Stifel, Nicolaus & Company, Inc. and has been a registered representative with them since 2014. Previously, Mark worked for LPL Financial LLC, Wells Fargo Advisors, LLC, RBC Dain Rauscher Inc., Dean Witter Reynolds Inc., and several other firms. Mark holds licenses in over 30 states. Mark provides a range of services to clients, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
01/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (RENO NV)
NV
10/15/2012 - 12/26/2014
LPL FINANCIAL LLC (RENO NV)
NV
03/08/2004 - 10/16/2012
WELLS FARGO ADVISORS, LLC (RENO NV)
NY
03/02/1998 - 03/23/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
08/12/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
09/04/1990 - 09/02/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
02/26/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
04/01/1986 - 03/08/1988
BIRR, WILSON SECURITIES, INC.
NA
10/29/1984 - 04/01/1986
BIRR, WILSON & CO., INC.
NA
12/21/1979 - 11/07/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 01/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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